SFC Licences of YUAN Dan 袁旦
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Merrill Lynch (Asia Pacific) Limited | RO | 6 | 22 December 2022 | |
| Merrill Lynch (Asia Pacific) Limited | RO | 4 | 22 December 2022 | |
| Merrill Lynch (Asia Pacific) Limited | RO | 1 | 22 December 2022 | |
| Merrill Lynch Far East Limited | RE | 6 | 17 August 2015 | 04 March 2024 |
| Merrill Lynch Far East Limited | RE | 4 | 17 August 2015 | 04 March 2024 |
| Merrill Lynch Far East Limited | RE | 1 | 17 August 2015 | 04 March 2024 |
| Merrill Lynch (Asia Pacific) Limited | RE | 6 | 17 August 2015 | 22 December 2022 |
| Merrill Lynch (Asia Pacific) Limited | RE | 4 | 17 August 2015 | 22 December 2022 |
| Merrill Lynch (Asia Pacific) Limited | RE | 1 | 17 August 2015 | 22 December 2022 |
| Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 | RE | 4 | 29 August 2011 | 20 June 2015 |
| Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 | RE | 6 | 29 August 2011 | 20 June 2015 |
| Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 | RE | 1 | 29 August 2011 | 20 June 2015 |