SFC Licences of LAU Chak Wong 劉澤煌
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| SW Capital Management Limited 信永資本管理有限公司 | RO | 1 | 15 March 2024 | |
| SW Capital Management Limited 信永資本管理有限公司 | RO | 9 | 14 July 2022 | |
| SW Capital Management Limited 信永資本管理有限公司 | RO | 4 | 14 July 2022 | |
| UOB Kay Hian Futures (Hong Kong) Limited 大華繼顯期貨(香港)有限公司 | RE | 2 | 30 July 2020 | 01 April 2022 |
| UOB Kay Hian (Hong Kong) Limited 大華繼顯(香港)有限公司 | RE | 4 | 09 June 2020 | 01 April 2022 |
| UOB Kay Hian (Hong Kong) Limited 大華繼顯(香港)有限公司 | RE | 1 | 09 June 2020 | 01 April 2022 |
| BOCI Securities Limited 中銀國際證券有限公司 | RE | 2 | 29 August 2011 | 05 October 2012 |
| BOCI Securities Limited 中銀國際證券有限公司 | RE | 4 | 29 August 2011 | 05 October 2012 |
| BOCI Securities Limited 中銀國際證券有限公司 | RE | 1 | 29 August 2011 | 05 October 2012 |