SFC Licences of YU Stella Jia 于佳
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
Goldman Sachs (Asia) L.L.C. 高盛(亞洲)有限責任公司 | RE | 1 | 17 April 2015 | |
UBS Securities Hong Kong Limited | RE | 6 | 18 February 2013 | 28 February 2015 |
Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 | RE | 1 | 05 September 2011 | 17 November 2011 |
Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 | RE | 4 | 05 September 2011 | 17 November 2011 |
Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 | RE | 6 | 05 September 2011 | 17 November 2011 |