SFC Licences of YIP Kwun Wang 葉冠宏
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| AJ SECURITIES LIMITED 安捷證券有限公司 | RE | 4 | 18 May 2020 | 05 May 2023 |
| AJ Futures Limited 安捷期貨有限公司 | RE | 2 | 13 May 2020 | 05 May 2023 |
| AJ SECURITIES LIMITED 安捷證券有限公司 | RE | 1 | 13 May 2020 | 05 May 2023 |
| Yue Xiu Futures Company Limited 越秀期貨有限公司 | RE | 2 | 26 February 2020 | 03 April 2020 |
| Yue Xiu Securities Company Limited 越秀証券有限公司 | RE | 1 | 12 February 2020 | 03 April 2020 |
| Tian Yuan Finance (Index Trading) Limited 天元金融(期貨)有限公司 | RE | 2 | 25 November 2016 | 29 November 2019 |
| Tian Yuan Finance Limited 天元金融有限公司 | RE | 4 | 31 March 2016 | 29 November 2019 |
| Tian Yuan Finance Limited 天元金融有限公司 | RE | 1 | 24 December 2015 | 29 November 2019 |
| Southwest Securities (HK) Futures Limited 西證(香港)期貨有限公司 | RE | 2 | 27 March 2014 | 10 December 2015 |
| Southwest Securities (HK) Brokerage Limited 西證(香港)證券經紀有限公司 | RE | 1 | 29 August 2011 | 10 December 2015 |