SFC Licences of YU Haisi 于海思
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Panview Capital Limited | RE | 9 | 10 March 2020 | 25 March 2021 |
| Goldman Sachs (Asia) L.L.C. 高盛(亞洲)有限責任公司 | RE | 9 | 20 April 2012 | 14 March 2015 |
| Goldman Sachs (Asia) L.L.C. 高盛(亞洲)有限責任公司 | RE | 1 | 20 April 2012 | 14 March 2015 |
| Clariden Leu Asset Management (Hong Kong) Limited 瑞士嘉來資產管理(香港)有限公司 | RE | 1 | 02 September 2011 | 10 March 2012 |
| Clariden Leu Asset Management (Hong Kong) Limited 瑞士嘉來資產管理(香港)有限公司 | RE | 9 | 02 September 2011 | 10 March 2012 |
| Clariden Leu Asset Management (Hong Kong) Limited 瑞士嘉來資產管理(香港)有限公司 | RE | 4 | 02 September 2011 | 10 March 2012 |