SFC Licences of MOHR Patrick Shawn

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
Instinet Pacific Limited 極訊亞太有限公司 RE 7 02 June 2016 01 January 2023
Instinet Pacific Limited 極訊亞太有限公司 RE 4 02 June 2016 01 January 2023
Instinet Pacific Limited 極訊亞太有限公司 RE 1 02 June 2016 01 January 2023
Barclays Capital Asia Limited 巴克萊亞洲有限公司 RE 1 02 September 2011 21 January 2016
Barclays Capital Asia Limited 巴克萊亞洲有限公司 RE 2 02 September 2011 21 January 2016