SFC Licences of HUANG Chanjuan 黄嬋娟
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
CMBC Securities Company Limited 民銀證券有限公司 | RO | 4 | 20 February 2023 | |
CMBC Asset Management Company Limited 民銀資產管理有限公司 | RE | 9 | 20 February 2023 | |
CMBC Securities Company Limited 民銀證券有限公司 | RO | 1 | 24 September 2021 | |
CMBC Securities Company Limited 民銀證券有限公司 | RE | 4 | 05 June 2018 | 20 February 2023 |
CMBC International Futures Company Limited 民銀國際期貨有限公司 | RO | 2 | 06 September 2017 | |
CMBC Securities Company Limited 民銀證券有限公司 | RE | 1 | 05 September 2017 | 24 September 2021 |
CMBC International Futures Company Limited 民銀國際期貨有限公司 | RE | 2 | 05 September 2017 | 06 September 2017 |
BOCI Securities Limited 中銀國際證券有限公司 | RE | 2 | 01 November 2016 | 25 July 2017 |
BOCI Securities Limited 中銀國際證券有限公司 | RE | 1 | 01 November 2016 | 25 July 2017 |
CITIC Securities Futures (HK) Limited 中信証券期貨(香港)有限公司 | RE | 2 | 02 April 2012 | 02 September 2016 |
CITIC Securities Brokerage (HK) Limited 中信証券經紀(香港)有限公司 | RE | 1 | 26 August 2011 | 02 September 2016 |