SFC Licences of TAM Vernon Craig Goodheart 譚乃廉
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Deutsche Securities Asia Limited 德意志證券亞洲有限公司 | RE | 6 | 16 May 2014 | 16 December 2020 |
| CGS International Securities Hong Kong Limited 中國銀河證券香港有限公司 | RE | 6 | 23 January 2014 | 26 March 2014 |
| CGS International Securities Hong Kong Limited 中國銀河證券香港有限公司 | RE | 1 | 23 January 2014 | 26 March 2014 |
| BOCI Asia Limited 中銀國際亞洲有限公司 | RE | 6 | 31 August 2011 | 25 November 2013 |