SFC Licences of CHEN Xiaolong 陳小龍
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
Rui Da International Finance Holding Limited 瑞達國際金融控股有限公司 | RO | 2 | 14 February 2017 | 15 July 2021 |
Rui Da International Finance Holding Limited 瑞達國際金融控股有限公司 | RE | 2 | 09 November 2016 | 14 February 2017 |
CITIC Futures International Company Limited 中信期貨國際有限公司 | RE | 2 | 26 May 2016 | 26 October 2016 |
CITIC Securities Futures (HK) Limited 中信証券期貨(香港)有限公司 | RE | 2 | 26 August 2011 | 07 April 2016 |