SFC Licences of KONG Zhou 孔舟
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
Ocean Arete Limited 海德資產管理有限公司 | RO | 9 | 30 September 2020 | |
Ocean Arete Limited 海德資產管理有限公司 | RE | 9 | 14 June 2018 | 30 September 2020 |
Xin Tian Fund Management Company Limited 鑫田基金管理有限公司 | RO | 9 | 09 August 2016 | 12 May 2018 |
Xin Tian Fund Management Company Limited 鑫田基金管理有限公司 | RO | 4 | 09 August 2016 | 12 May 2018 |
Xin Tian Fund Management Company Limited 鑫田基金管理有限公司 | RE | 9 | 27 June 2013 | 09 August 2016 |
Xin Tian Fund Management Company Limited 鑫田基金管理有限公司 | RE | 4 | 27 June 2013 | 09 August 2016 |
Macquarie Corporate (Hong Kong) Limited | RE | 6 | 30 August 2011 | 21 June 2013 |
Macquarie Capital Limited 麥格理資本股份有限公司 | RE | 6 | 30 August 2011 | 21 June 2013 |
Macquarie Capital Limited 麥格理資本股份有限公司 | RE | 1 | 30 August 2011 | 21 June 2013 |