SFC Licences of KONG Zhou 孔舟

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
Ocean Arete Limited 海德資產管理有限公司 RO 9 30 September 2020
Ocean Arete Limited 海德資產管理有限公司 RE 9 14 June 2018 30 September 2020
Xin Tian Fund Management Company Limited 鑫田基金管理有限公司 RO 9 09 August 2016 12 May 2018
Xin Tian Fund Management Company Limited 鑫田基金管理有限公司 RO 4 09 August 2016 12 May 2018
Xin Tian Fund Management Company Limited 鑫田基金管理有限公司 RE 9 27 June 2013 09 August 2016
Xin Tian Fund Management Company Limited 鑫田基金管理有限公司 RE 4 27 June 2013 09 August 2016
Macquarie Corporate (Hong Kong) Limited RE 6 30 August 2011 21 June 2013
Macquarie Capital Limited 麥格理資本股份有限公司 RE 6 30 August 2011 21 June 2013
Macquarie Capital Limited 麥格理資本股份有限公司 RE 1 30 August 2011 21 June 2013