SFC Licences of YEUNG Chak Man Gabriel 楊澤民
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
J.P. Morgan Broking (Hong Kong) Limited | RE | 5 | 11 May 2017 | |
J.P. Morgan Broking (Hong Kong) Limited | RE | 2 | 11 May 2017 | |
Merrill Lynch Far East Limited | RE | 2 | 29 October 2014 | 31 March 2017 |
Merrill Lynch Far East Limited | RE | 1 | 29 October 2014 | 31 March 2017 |
Merrill Lynch (Asia Pacific) Limited | RE | 1 | 29 October 2014 | 31 March 2017 |
Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 | RE | 1 | 01 September 2011 | 27 March 2013 |