SFC Licences of LEE Hoi Yan 李凱恩
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
Dakin Capital Limited 德健融資有限公司 | RO | 6 | 19 July 2016 | |
Dakin Capital Limited 德健融資有限公司 | RE | 6 | 18 May 2016 | 19 July 2016 |
Guosen Securities (HK) Capital Company Limited 國信證券(香港)融資有限公司 | RO | 6 | 05 November 2015 | 26 April 2016 |
Guosen Securities (HK) Capital Company Limited 國信證券(香港)融資有限公司 | RO | 1 | 05 November 2015 | 26 April 2016 |
Guosen Securities (HK) Capital Company Limited 國信證券(香港)融資有限公司 | RE | 6 | 12 March 2014 | 05 November 2015 |
Guosen Securities (HK) Capital Company Limited 國信證券(香港)融資有限公司 | RE | 1 | 12 March 2014 | 05 November 2015 |
Shenwan Hongyuan Capital (H.K.) Limited 申萬宏源融資(香港)有限公司 | RE | 4 | 30 August 2011 | 24 February 2014 |
Shenwan Hongyuan Capital (H.K.) Limited 申萬宏源融資(香港)有限公司 | RE | 6 | 30 August 2011 | 24 February 2014 |
Shenwan Hongyuan Capital (H.K.) Limited 申萬宏源融資(香港)有限公司 | RE | 1 | 30 August 2011 | 24 February 2014 |