SFC Licences of LEE Hoi Yan 李凱恩

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
Dakin Capital Limited 德健融資有限公司 RO 6 19 July 2016
Dakin Capital Limited 德健融資有限公司 RE 6 18 May 2016 19 July 2016
Guosen Securities (HK) Capital Company Limited 國信證券(香港)融資有限公司 RO 6 05 November 2015 26 April 2016
Guosen Securities (HK) Capital Company Limited 國信證券(香港)融資有限公司 RO 1 05 November 2015 26 April 2016
Guosen Securities (HK) Capital Company Limited 國信證券(香港)融資有限公司 RE 6 12 March 2014 05 November 2015
Guosen Securities (HK) Capital Company Limited 國信證券(香港)融資有限公司 RE 1 12 March 2014 05 November 2015
Shenwan Hongyuan Capital (H.K.) Limited 申萬宏源融資(香港)有限公司 RE 4 30 August 2011 24 February 2014
Shenwan Hongyuan Capital (H.K.) Limited 申萬宏源融資(香港)有限公司 RE 6 30 August 2011 24 February 2014
Shenwan Hongyuan Capital (H.K.) Limited 申萬宏源融資(香港)有限公司 RE 1 30 August 2011 24 February 2014