SFC Licences of FOK Chi Cheung, Allen 霍智祥
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
Sunfund Capital Limited 東皓資本有限公司 | RO | 6 | 16 November 2021 | 20 December 2022 |
Sunfund Securities Limited 東皓證券有限公司 | RE | 1 | 15 December 2020 | 30 December 2022 |
Sunfund Capital Limited 東皓資本有限公司 | RE | 6 | 15 December 2020 | 16 November 2021 |
Glory Sun Securities Limited 寶新證券有限公司 | RE | 6 | 11 December 2019 | 07 August 2020 |
Glory Sun Securities Limited 寶新證券有限公司 | RE | 1 | 21 October 2019 | 07 August 2020 |
Quam Securities Limited 華富建業證券有限公司 | RE | 6 | 09 April 2018 | 28 June 2019 |
Quam Securities Limited 華富建業證券有限公司 | RE | 1 | 09 April 2018 | 28 June 2019 |
First Shanghai Securities Limited 第一上海證券有限公司 | RE | 6 | 20 May 2016 | 06 March 2018 |
Guotai Junan Securities (Hong Kong) Limited 國泰君安證券(香港)有限公司 | RE | 1 | 30 August 2011 | 20 September 2015 |