SFC Licences of LAM Choi Wan 林彩雲

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
Southwest Securities (HK) Capital Limited 西證(香港)融資有限公司 RO 1 27 May 2020 01 July 2022
Southwest Securities (HK) Brokerage Limited 西證(香港)證券經紀有限公司 RO 1 27 May 2020 01 July 2022
Southwest Securities (HK) Brokerage Limited 西證(香港)證券經紀有限公司 RE 4 16 March 2020 01 July 2022
Southwest Securities (HK) Capital Limited 西證(香港)融資有限公司 RE 6 16 March 2020 01 July 2022
Southwest Securities (HK) Capital Limited 西證(香港)融資有限公司 RE 1 16 March 2020 27 May 2020
Southwest Securities (HK) Brokerage Limited 西證(香港)證券經紀有限公司 RE 1 16 March 2020 27 May 2020
Sinolink Securities (Hong Kong) Company Limited 國金證券(香港)有限公司 RE 6 05 January 2017 09 February 2020
Sinolink Securities (Hong Kong) Company Limited 國金證券(香港)有限公司 RE 4 28 November 2016 09 February 2020
Sinolink Securities (Hong Kong) Company Limited 國金證券(香港)有限公司 RE 1 28 November 2016 09 February 2020
China Everbright Securities (HK) Limited 中國光大證券(香港)有限公司 RE 4 30 August 2011 26 October 2016
China Everbright Capital Limited 中國光大融資有限公司 RE 1 30 August 2011 26 October 2016
China Everbright Securities (HK) Limited 中國光大證券(香港)有限公司 RE 1 30 August 2011 26 October 2016
China Everbright Capital Limited 中國光大融資有限公司 RE 4 30 August 2011 26 October 2016