SFC Licences of THONG Hiu Chong 唐曉鐘
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
Upbest Assets Management Limited 美建管理有限公司 | RE | 9 | 07 March 2014 | |
Upbest Securities Company Limited 美建證券有限公司 | RE | 9 | 07 March 2014 | |
Upbest Securities Company Limited 美建證券有限公司 | RE | 1 | 07 March 2014 | |
Waton Securities International Limited 華通證券國際有限公司 | RE | 1 | 19 August 2013 | 05 March 2014 |
FWD Financial Planning Limited 富衛財務策劃有限公司 | RE | 4 | 23 September 2011 | 04 September 2012 |
FWD Financial Planning Limited 富衛財務策劃有限公司 | RE | 1 | 23 September 2011 | 04 September 2012 |