SFC Licences of PARKER Henry Roger Jacques
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| HSBC Securities Brokers (Asia) Limited 滙豐證券經紀(亞洲)有限公司 | RE | 1 | 06 January 2023 | |
| Daiwa Capital Markets Hong Kong Limited 大和資本市場香港有限公司 | RE | 2 | 17 July 2018 | 31 August 2022 |
| Daiwa Capital Markets Hong Kong Limited 大和資本市場香港有限公司 | RE | 1 | 22 July 2013 | 31 August 2022 |
| Daiwa Capital Markets Trading Hong Kong Limited 大和資本市場金融交易香港有限公司 | RE | 1 | 22 July 2013 | 13 November 2013 |
| GLG Partners Hong Kong Limited | RE | 2 | 12 September 2011 | 03 February 2012 |
| GLG Partners Hong Kong Limited | RE | 1 | 12 September 2011 | 03 February 2012 |