SFC Licences of CHOW Hau Fan 周厚勛

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution	Role	Licences	Start date	End date
Soochow Securities International Brokerage Limited 東吳證券國際經紀有限公司	RE	1	14 December 2022
Guotai Junan Securities (Hong Kong) Limited 國泰君安證券(香港)有限公司	RE	1	27 October 2020	11 November 2022
Quam Securities Limited 華富建業證券有限公司	RE	4	28 November 2017	06 October 2020
Quam Securities Limited 華富建業證券有限公司	RE	2	28 November 2017	06 October 2020
Quam Securities Limited 華富建業證券有限公司	RE	1	28 November 2017	06 October 2020
Guosen Securities (HK) Brokerage Company, Limited 國信證券(香港)經紀有限公司	RE	4	07 March 2017	08 November 2017
Guosen Securities (HK) Brokerage Company, Limited 國信證券(香港)經紀有限公司	RE	2	03 June 2016	08 November 2017
Guosen Securities (HK) Brokerage Company, Limited 國信證券(香港)經紀有限公司	RE	1	03 June 2016	08 November 2017
BOCOM International Securities Limited 交銀國際證券有限公司	RE	2	13 July 2015	17 May 2016
BOCOM International Securities Limited 交銀國際證券有限公司	RE	1	13 July 2015	17 May 2016
Shenwan Hongyuan Futures (H.K.) Limited 申萬宏源期貨(香港)有限公司	RE	2	12 October 2012	06 July 2015
Shenwan Hongyuan Securities (H.K.) Limited 申萬宏源證券(香港)有限公司	RE	1	03 October 2012	06 July 2015
Shenwan Hongyuan Securities (H.K.) Limited 申萬宏源證券(香港)有限公司	RE	1	05 September 2011	17 August 2012