SFC Licences of LAM Cheuk Sun 林卓燊

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
Guotai Junan Futures (Hong Kong) Limited 國泰君安期貨(香港)有限公司 RE 2 12 April 2021
Guotai Junan Securities (Hong Kong) Limited 國泰君安證券(香港)有限公司 RE 1 22 March 2021
Yunfeng Securities Limited 雲鋒證券有限公司 RE 1 07 January 2021 31 January 2021
Yunfeng Financial Markets Limited 雲鋒金融市場有限公司 RE 1 07 January 2021 31 January 2021
China Industrial Securities International Brokerage Limited 興證國際證券有限公司 RE 1 30 August 2017 24 September 2020
China Industrial Securities International Futures Limited 興證國際期貨有限公司 RE 2 30 August 2017 24 September 2020
Fulbright Securities Limited 富昌證券有限公司 RE 1 06 July 2017 04 August 2017
Fulbright Futures Limited 富昌期貨有限公司 RE 2 06 July 2017 04 August 2017
Fulbright Securities Limited 富昌證券有限公司 RE 4 06 July 2017 04 August 2017
CES Capital International (Hong Kong) Co., Limited 東航國際金融(香港)有限公司 RE 3 19 May 2016 16 June 2017
CES Capital International (Hong Kong) Co., Limited 東航國際金融(香港)有限公司 RE 5 19 May 2016 16 June 2017
CES Capital International (Hong Kong) Co., Limited 東航國際金融(香港)有限公司 RE 2 14 April 2016 16 June 2017
CES Capital International (Hong Kong) Co., Limited 東航國際金融(香港)有限公司 RE 4 24 March 2015 16 June 2017
CES Capital International (Hong Kong) Co., Limited 東航國際金融(香港)有限公司 RE 1 24 March 2015 16 June 2017
Ping An of China Securities (Hong Kong) Company Limited 中國平安証券(香港)有限公司 RE 4 27 December 2013 08 March 2015
Ping An of China Securities (Hong Kong) Company Limited 中國平安証券(香港)有限公司 RE 1 27 December 2013 08 March 2015
Yuanta Securities (Hong Kong) Company Limited 元大證券(香港)有限公司 RE 4 20 June 2012 06 December 2013
Yuanta Securities (Hong Kong) Company Limited 元大證券(香港)有限公司 RE 1 20 June 2012 06 December 2013
Yuanta Asia Investment (Hong Kong) Limited 元大亞洲投資(香港)有限公司 RE 1 19 April 2012 01 August 2013
Yuanta Asia Investment (Hong Kong) Limited 元大亞洲投資(香港)有限公司 RE 4 19 April 2012 01 August 2013
Yuanta Asia Investment (Hong Kong) Limited 元大亞洲投資(香港)有限公司 RE 4 07 September 2011 03 April 2012
Yuanta Asia Investment (Hong Kong) Limited 元大亞洲投資(香港)有限公司 RE 1 07 September 2011 03 April 2012