SFC Licences of YIP Wai Yan 葉渭茵

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
China International Capital Corporation Hong Kong Asset Management Limited 中國國際金融香港資產管理有限公司 RE 9 08 March 2019
China International Capital Corporation Hong Kong Asset Management Limited 中國國際金融香港資產管理有限公司 RE 4 08 March 2019
China International Capital Corporation Hong Kong Securities Limited 中國國際金融香港證券有限公司 RE 1 08 March 2019
Wonder Capital Group Limited 盈達資本有限公司 RO 4 11 April 2018 28 February 2019
Wonder Capital Group Limited 盈達資本有限公司 RO 1 11 April 2018 28 February 2019
Wonder Capital Group Limited 盈達資本有限公司 RO 9 12 January 2018 28 February 2019
Wonder Capital Group Limited 盈達資本有限公司 RE 9 20 November 2017 12 January 2018
Haitong International Asset Management (HK) Limited 海通國際資產管理(香港)有限公司 RE 5 07 June 2016 07 November 2017
Haitong International Asset Management Limited 海通國際資產管理有限公司 RE 5 07 June 2016 07 November 2017
Haitong International Investment Managers Limited 海通國際投資經理有限公司 RE 1 07 June 2016 07 November 2017
Haitong International Asset Management (HK) Limited 海通國際資產管理(香港)有限公司 RE 9 19 October 2012 07 November 2017
Haitong International Asset Management (HK) Limited 海通國際資產管理(香港)有限公司 RE 4 19 October 2012 07 November 2017
Haitong International Asset Management Limited 海通國際資產管理有限公司 RE 9 19 October 2012 07 November 2017
Haitong International Asset Management Limited 海通國際資產管理有限公司 RE 4 19 October 2012 07 November 2017
Haitong International Investment Managers Limited 海通國際投資經理有限公司 RE 9 19 October 2012 07 November 2017
Haitong International Investment Managers Limited 海通國際投資經理有限公司 RE 4 19 October 2012 07 November 2017
Haitong International Securities Company Limited 海通國際證券有限公司 RE 1 07 November 2011 08 October 2012
Haitong International Capital Limited 海通國際資本有限公司 RE 6 07 September 2011 08 October 2012