SFC Licences of YIN Yue 殷悅

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
Yau Wai International Asset Management Company Limited 有為國際資產管理有限公司 RE 4 10 August 2021 30 September 2022
Yau Wai International Asset Management Company Limited 有為國際資產管理有限公司 RE 1 10 August 2021 30 September 2022
Yau Wai International Asset Management Company Limited 有為國際資產管理有限公司 RE 9 16 June 2021 30 September 2022
Gentleman Capital Limited 紳士資本有限公司 RE 9 29 March 2021 31 May 2021
Goldhorse Capital Management (HK) Limited RE 9 26 June 2020 28 February 2021
Goldhorse Capital Management (HK) Limited RE 4 26 June 2020 28 February 2021
Goldhorse Capital Management (HK) Limited RE 1 26 June 2020 28 February 2021
EMP Capital Limited 盈創資本有限公司 RE 9 20 December 2017 31 December 2018
VMI Securities Limited 創市証劵有限公司 RO 1 08 June 2017 16 August 2017
VMI Securities Limited 創市証劵有限公司 RE 1 06 April 2017 08 June 2017
RBC Global Asset Management (Asia) Limited 加皇環球資產管理(亞洲)有限公司 RE 9 19 February 2016 15 October 2016
RBC Global Asset Management (Asia) Limited 加皇環球資產管理(亞洲)有限公司 RE 4 19 February 2016 15 October 2016
RBC Global Asset Management (Asia) Limited 加皇環球資產管理(亞洲)有限公司 RE 1 19 February 2016 15 October 2016
Citigroup Global Markets Hong Kong Futures and Securities Limited RE 2 07 September 2011 10 June 2013
Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 RE 1 07 September 2011 10 June 2013
Citigroup Global Markets Hong Kong Futures and Securities Limited RE 1 07 September 2011 10 June 2013