SFC Licences of PETERMANN Stephane Albert
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
UBS Securities Hong Kong Limited | RO | 2 | 04 January 2018 | 03 October 2019 |
UBS Securities Hong Kong Limited | RO | 1 | 04 January 2018 | 03 October 2019 |
UBS Securities Asia Limited | RO | 2 | 04 January 2018 | 03 October 2019 |
UBS Securities Asia Limited | RO | 1 | 04 January 2018 | 03 October 2019 |
UBS Securities Hong Kong Limited | RE | 2 | 03 April 2017 | 04 January 2018 |
UBS Securities Hong Kong Limited | RE | 1 | 03 April 2017 | 04 January 2018 |
UBS Securities Asia Limited | RE | 2 | 03 April 2017 | 04 January 2018 |
UBS Securities Asia Limited | RE | 1 | 03 April 2017 | 04 January 2018 |
SG Securities (HK) Limited 法國興業證券(香港)有限公司 | RE | 7 | 20 September 2016 | 11 November 2016 |
SG Securities (HK) Limited 法國興業證券(香港)有限公司 | RE | 2 | 20 September 2016 | 11 November 2016 |
SG Securities (HK) Limited 法國興業證券(香港)有限公司 | RE | 1 | 20 September 2016 | 11 November 2016 |
SG Securities (HK) Limited 法國興業證券(香港)有限公司 | RO | 7 | 08 July 2013 | 20 September 2016 |
SG Securities (HK) Limited 法國興業證券(香港)有限公司 | RO | 2 | 08 July 2013 | 20 September 2016 |
SG Securities (HK) Limited 法國興業證券(香港)有限公司 | RO | 1 | 08 July 2013 | 20 September 2016 |
SG Securities (HK) Limited 法國興業證券(香港)有限公司 | RE | 1 | 05 September 2011 | 08 July 2013 |
SG Securities (HK) Limited 法國興業證券(香港)有限公司 | RE | 2 | 05 September 2011 | 08 July 2013 |
SG Securities (HK) Limited 法國興業證券(香港)有限公司 | RE | 7 | 05 September 2011 | 08 July 2013 |