SFC Licences of LUO Yi 羅毅
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
Huatai Financial Holdings (Hong Kong) Limited 華泰金融控股(香港)有限公司 | RE | 4 | 16 March 2015 | 02 February 2017 |
China Merchants Securities (HK) Co., Limited 招商證券(香港)有限公司 | RE | 4 | 24 November 2011 | 21 May 2014 |