SFC Licences of LUO Yi 羅毅

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
Huatai Financial Holdings (Hong Kong) Limited 華泰金融控股(香港)有限公司 RE 4 16 March 2015 02 February 2017
China Merchants Securities (HK) Co., Limited 招商證券(香港)有限公司 RE 4 24 November 2011 21 May 2014