SFC Licences of TAKEUCHI Kazufumi 竹內一史
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
UBS Securities Asia Limited | RE | 4 | 30 June 2023 | 10 July 2023 |
UBS Securities Asia Limited | RE | 4 | 31 May 2019 | 07 June 2019 |
UBS Securities Asia Limited | RE | 4 | 09 March 2018 | 15 March 2018 |
MUFG Securities Asia Limited 三菱日聯證券亞洲有限公司 | RE | 4 | 16 September 2011 | 07 August 2012 |