SFC Licences of ZHANG Qin 張琴
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Merrill Lynch (Asia Pacific) Limited Merrill Lynch Far East Limited |
RE | 1, 4, 6 | 29 September 2020 | |
| UBS Securities Hong Kong Limited |
RE | 6 | 08 October 2018 | 03 July 2020 |
| Merrill Lynch Far East Limited Merrill Lynch (Asia Pacific) Limited |
RE | 1, 4, 6 | 02 March 2015 | 08 May 2018 |
| Standard Chartered Securities (Hong Kong) Limited 渣打證券(香港)有限公司 |
RE | 1, 4, 6 | 09 September 2011 | 08 January 2015 |