SFC Licences of ZHANG Qin 張琴

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
Merrill Lynch Far East Limited RE 6 29 September 2020 04 March 2024
Merrill Lynch Far East Limited RE 4 29 September 2020 04 March 2024
Merrill Lynch Far East Limited RE 1 29 September 2020 04 March 2024
Merrill Lynch (Asia Pacific) Limited RE 6 29 September 2020
Merrill Lynch (Asia Pacific) Limited RE 4 29 September 2020
Merrill Lynch (Asia Pacific) Limited RE 1 29 September 2020
UBS Securities Hong Kong Limited RE 6 08 October 2018 03 July 2020
Merrill Lynch Far East Limited RE 6 02 March 2015 08 May 2018
Merrill Lynch Far East Limited RE 4 02 March 2015 08 May 2018
Merrill Lynch Far East Limited RE 1 02 March 2015 08 May 2018
Merrill Lynch (Asia Pacific) Limited RE 6 02 March 2015 08 May 2018
Merrill Lynch (Asia Pacific) Limited RE 4 02 March 2015 08 May 2018
Merrill Lynch (Asia Pacific) Limited RE 1 02 March 2015 08 May 2018
Standard Chartered Securities (Hong Kong) Limited 渣打證券(香港)有限公司 RE 6 09 September 2011 08 January 2015
Standard Chartered Securities (Hong Kong) Limited 渣打證券(香港)有限公司 RE 4 09 September 2011 08 January 2015
Standard Chartered Securities (Hong Kong) Limited 渣打證券(香港)有限公司 RE 1 09 September 2011 08 January 2015