SFC Licences of ZHANG Qin 張琴

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
Merrill Lynch (Asia Pacific) Limited
Merrill Lynch Far East Limited
RE 1, 4, 6 29 September 2020
UBS Securities Hong Kong Limited
RE 6 08 October 2018 03 July 2020
Merrill Lynch Far East Limited
Merrill Lynch (Asia Pacific) Limited
RE 1, 4, 6 02 March 2015 08 May 2018
Standard Chartered Securities (Hong Kong) Limited 渣打證券(香港)有限公司
RE 1, 4, 6 09 September 2011 08 January 2015