SFC Licences of CHUNG Ka Kei 鍾家琦
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
CITIC Securities Futures (HK) Limited 中信証券期貨(香港)有限公司 | RE | 2 | 18 January 2023 | |
CITIC Securities Brokerage (HK) Limited 中信証券經紀(香港)有限公司 | RO | 1 | 30 August 2022 | |
CITIC Securities International Global Markets Limited 中信證券國際全球市場有限公司 | RE | 2 | 17 November 2021 | |
CITIC Securities International Global Markets Limited 中信證券國際全球市場有限公司 | RE | 1 | 17 November 2021 | |
Haitong International Futures Limited 海通國際期貨有限公司 | RE | 2 | 05 January 2016 | 29 October 2021 |
Haitong International Securities Company Limited 海通國際證券有限公司 | RE | 1 | 05 January 2016 | 29 October 2021 |
Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 | RE | 2 | 05 March 2012 | 23 January 2015 |
Nomura Securities (Hong Kong) Limited | RE | 2 | 05 March 2012 | 23 April 2013 |
Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 | RE | 1 | 15 September 2011 | 23 January 2015 |
Nomura Securities (Hong Kong) Limited | RE | 1 | 15 September 2011 | 23 April 2013 |