SFC Licences of WANG Chenye 王晨葉
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| CITIC Securities (Hong Kong) Limited 中信證券(香港)有限公司 | RE | 6 | 31 August 2016 | 18 May 2019 |
| CITIC Securities (Hong Kong) Limited 中信證券(香港)有限公司 | RE | 4 | 31 August 2016 | 18 May 2019 |
| CLSA Limited 中信里昂證券有限公司 | RE | 4 | 31 August 2016 | 18 May 2019 |
| CLSA Limited 中信里昂證券有限公司 | RE | 1 | 31 August 2016 | 18 May 2019 |
| Barclays Capital Asia Limited 巴克萊亞洲有限公司 | RE | 6 | 15 September 2011 | 14 August 2015 |
| Barclays Capital Asia Limited 巴克萊亞洲有限公司 | RE | 1 | 15 September 2011 | 14 August 2015 |