SFC Licences of RHODES Graham Frederick
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Longriver Investment Partners Limited 長江投資夥伴有限公司 | RO | 9 | 12 April 2022 | |
| Longriver Investment Partners Limited 長江投資夥伴有限公司 | RO | 4 | 12 April 2022 | |
| BEA Union Investment Management Limited 東亞聯豐投資管理有限公司 | RE | 9 | 29 August 2016 | 17 May 2019 |
| First Sentier Investors (Hong Kong) Limited | RE | 9 | 27 February 2013 | 24 January 2014 |
| First Sentier Investors (Hong Kong) Limited | RE | 4 | 27 February 2013 | 24 January 2014 |
| CLSA Research Limited 里昂證券投資研究有限公司 | RE | 4 | 17 January 2012 | 30 November 2012 |
| CLSA Limited 中信里昂證券有限公司 | RE | 1 | 30 September 2011 | 10 February 2012 |