SFC Licences of LAM Ka Ling 林嘉玲
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
China Enterprise Securities Company Limited 華業金控證券有限公司 | RO | 4 | 18 August 2017 | 29 March 2019 |
China Enterprise Securities Company Limited 華業金控證券有限公司 | RO | 1 | 18 August 2017 | 29 March 2019 |
China Enterprise Securities Company Limited 華業金控證券有限公司 | RE | 4 | 26 June 2017 | 18 August 2017 |
China Enterprise Securities Company Limited 華業金控證券有限公司 | RE | 1 | 26 June 2017 | 18 August 2017 |
China Everbright Forex & Futures (HK) Limited 中國光大外匯、期貨(香港)有限公司 | RE | 3 | 14 November 2016 | 02 June 2017 |
China Everbright Forex & Futures (HK) Limited 中國光大外匯、期貨(香港)有限公司 | RE | 2 | 04 November 2011 | 02 June 2017 |
China Everbright Securities (HK) Limited 中國光大證券(香港)有限公司 | RE | 1 | 19 September 2011 | 02 June 2017 |