SFC Licences of WANG Yimin 王奕旻
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Dongxing Securities (Hong Kong) Company Limited 東興證券(香港)有限公司 | RE | 1 | 25 October 2022 | 26 May 2023 |
| SPDB International Securities Limited 浦銀國際證券有限公司 | RE | 1 | 24 March 2020 | 09 August 2022 |
| SPDB International Capital Limited 浦銀國際融資有限公司 | RE | 1 | 06 October 2017 | 16 April 2020 |
| RHB Securities Hong Kong Limited 興業金融證券有限公司 | RE | 4 | 15 September 2016 | 15 September 2017 |
| RHB Securities Hong Kong Limited 興業金融證券有限公司 | RE | 1 | 15 September 2016 | 15 September 2017 |
| Cinda International Securities Limited 信達國際證券有限公司 | RE | 1 | 28 March 2014 | 08 September 2016 |
| Guosen Securities (HK) Brokerage Company, Limited 國信證券(香港)經紀有限公司 | RE | 4 | 19 September 2011 | 28 February 2014 |