SFC Licences of ZOLL Martin Klaus
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Hongkong and Shanghai Banking Corporation Limited, The 香港上海滙豐銀行有限公司 | 4 | 05 November 2020 | ||
| Hongkong and Shanghai Banking Corporation Limited, The 香港上海滙豐銀行有限公司 | 1 | 05 November 2020 | ||
| Goldman Sachs (Asia) L.L.C. 高盛(亞洲)有限責任公司 | RE | 1 | 03 October 2013 | 25 July 2017 |
| Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 | RE | 6 | 04 October 2011 | 24 June 2013 |
| Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 | RE | 1 | 04 October 2011 | 24 June 2013 |