SFC Licences of ZHOU Shenxiong 周申雄
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
GFI (HK) Securities L.L.C. | RO | 7 | 24 February 2023 | |
GFI (HK) Securities L.L.C. | RE | 7 | 02 February 2018 | 24 February 2023 |
GFI (HK) Securities L.L.C. | RO | 1 | 02 February 2018 | |
ICAP Securities Hong Kong Limited | RE | 1 | 15 March 2016 | 11 October 2017 |
ICAP Equities Asia Limited | RO | 1 | 28 July 2015 | 11 October 2017 |
ICAP Equities Asia Limited | RE | 1 | 20 September 2011 | 28 July 2015 |