SFC Licences of YIN Haining 殷海寧
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
KKR Capital Markets Asia Limited | RO | 9 | 24 November 2021 | |
KKR Capital Markets Asia Limited | RO | 4 | 15 October 2021 | |
KKR Capital Markets Asia Limited | RO | 1 | 15 October 2021 | |
KKR Capital Markets Asia Limited | RE | 4 | 18 August 2021 | 15 October 2021 |
KKR Capital Markets Asia Limited | RE | 1 | 18 August 2021 | 15 October 2021 |
PIMCO Asia Limited 品浩投資管理(亞洲)有限公司 | RO | 9 | 11 June 2015 | 14 May 2021 |
PIMCO Asia Limited 品浩投資管理(亞洲)有限公司 | RO | 4 | 11 June 2015 | 14 May 2021 |
PIMCO Asia Limited 品浩投資管理(亞洲)有限公司 | RO | 1 | 11 June 2015 | 14 May 2021 |
PIMCO Asia Limited 品浩投資管理(亞洲)有限公司 | RE | 1 | 28 September 2011 | 11 June 2015 |
PIMCO Asia Limited 品浩投資管理(亞洲)有限公司 | RE | 4 | 28 September 2011 | 11 June 2015 |
PIMCO Asia Limited 品浩投資管理(亞洲)有限公司 | RE | 9 | 28 September 2011 | 11 June 2015 |