SFC Licences of YIN Haining 殷海寧

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
KKR Capital Markets Asia Limited RO 9 24 November 2021
KKR Capital Markets Asia Limited RO 4 15 October 2021
KKR Capital Markets Asia Limited RO 1 15 October 2021
KKR Capital Markets Asia Limited RE 4 18 August 2021 15 October 2021
KKR Capital Markets Asia Limited RE 1 18 August 2021 15 October 2021
PIMCO Asia Limited 品浩投資管理(亞洲)有限公司 RO 9 11 June 2015 14 May 2021
PIMCO Asia Limited 品浩投資管理(亞洲)有限公司 RO 4 11 June 2015 14 May 2021
PIMCO Asia Limited 品浩投資管理(亞洲)有限公司 RO 1 11 June 2015 14 May 2021
PIMCO Asia Limited 品浩投資管理(亞洲)有限公司 RE 1 28 September 2011 11 June 2015
PIMCO Asia Limited 品浩投資管理(亞洲)有限公司 RE 4 28 September 2011 11 June 2015
PIMCO Asia Limited 品浩投資管理(亞洲)有限公司 RE 9 28 September 2011 11 June 2015