SFC Licences of XIE Zhengkun 謝正琨

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution	Role	Licences	Start date	End date
BOCI Asia Limited 中銀國際亞洲有限公司	RE	6	06 July 2021
BOCI Asia Limited 中銀國際亞洲有限公司	RE	1	06 July 2021
BOCI Securities Limited 中銀國際證券有限公司	RE	1	06 July 2021
Ever-Long Securities Company Limited 長雄證券有限公司	RO	6	02 February 2021	09 June 2021
Ever-Long Securities Company Limited 長雄證券有限公司	RE	1	01 December 2020	09 June 2021
Ever-Long Securities Company Limited 長雄證券有限公司	RE	6	29 October 2020	02 February 2021
Guotai Junan Capital Limited 國泰君安融資有限公司	RE	6	23 March 2020	26 May 2020
Haitong International Capital Limited 海通國際資本有限公司	RE	6	11 January 2018	31 December 2019
Haitong International Securities Company Limited 海通國際證券有限公司	RE	1	11 January 2018	31 December 2019
GF Securities (Hong Kong) Brokerage Limited 廣發証券(香港)經紀有限公司	RE	1	27 August 2015	25 November 2017
GF Capital (Hong Kong) Limited 廣發融資(香港)有限公司	RE	6	27 August 2015	25 November 2017
Kingsway Financial Services Group Limited 滙富金融服務有限公司	RE	1	20 June 2014	07 August 2015
Kingsway Capital Limited 滙富融資有限公司	RE	1	20 June 2014	07 August 2015
Kingsway Capital Limited 滙富融資有限公司	RE	6	22 September 2011	07 August 2015