SFC Licences of WANG Chi Yat 王志一
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
Astrum Capital Management Limited 阿仕特朗資本管理有限公司 | RE | 2 | 04 September 2019 | 31 December 2021 |
Astrum Capital Management Limited 阿仕特朗資本管理有限公司 | RE | 1 | 04 September 2019 | 31 December 2021 |
Minerva Holding Financial Securities Limited 嬴控金融證券有限公司 | RE | 1 | 28 August 2018 | 30 August 2019 |
RHB Futures Hong Kong Limited 興業金融期貨有限公司 | RE | 2 | 11 October 2013 | 18 July 2018 |
RHB Securities Hong Kong Limited 興業金融證券有限公司 | RE | 1 | 24 September 2013 | 18 July 2018 |
Shenwan Hongyuan Securities (H.K.) Limited 申萬宏源證券(香港)有限公司 | RE | 1 | 26 September 2011 | 19 September 2013 |