SFC Licences of KWOK Yin Fan 郭燕芬
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
Fulbright Asset Management Limited 富昌資產管理有限公司 | RO | 9 | 21 October 2021 | |
Fulbright Futures Limited 富昌期貨有限公司 | RO | 5 | 21 October 2021 | |
Fulbright Futures Limited 富昌期貨有限公司 | RO | 2 | 21 October 2021 | |
Fulbright Securities Limited 富昌證券有限公司 | RO | 4 | 21 January 2019 | |
Fulbright Securities Limited 富昌證券有限公司 | RO | 1 | 21 January 2019 | |
Fulbright Asset Management Limited 富昌資產管理有限公司 | RE | 9 | 30 July 2018 | 21 October 2021 |
Fulbright Futures Limited 富昌期貨有限公司 | RE | 5 | 30 July 2018 | 21 October 2021 |
Fulbright Futures Limited 富昌期貨有限公司 | RE | 2 | 30 July 2018 | 21 October 2021 |
Fulbright Securities Limited 富昌證券有限公司 | RE | 4 | 30 July 2018 | 21 January 2019 |
Fulbright Securities Limited 富昌證券有限公司 | RE | 1 | 30 July 2018 | 21 January 2019 |
Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 | RE | 6 | 04 October 2011 | 30 June 2012 |
Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 | RE | 4 | 04 October 2011 | 30 June 2012 |
Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 | RE | 1 | 04 October 2011 | 30 June 2012 |