SFC Licences of KWOK Yin Fan 郭燕芬

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
Fulbright Asset Management Limited 富昌資產管理有限公司 RO 9 21 October 2021
Fulbright Futures Limited 富昌期貨有限公司 RO 5 21 October 2021
Fulbright Futures Limited 富昌期貨有限公司 RO 2 21 October 2021
Fulbright Securities Limited 富昌證券有限公司 RO 4 21 January 2019
Fulbright Securities Limited 富昌證券有限公司 RO 1 21 January 2019
Fulbright Asset Management Limited 富昌資產管理有限公司 RE 9 30 July 2018 21 October 2021
Fulbright Futures Limited 富昌期貨有限公司 RE 5 30 July 2018 21 October 2021
Fulbright Futures Limited 富昌期貨有限公司 RE 2 30 July 2018 21 October 2021
Fulbright Securities Limited 富昌證券有限公司 RE 4 30 July 2018 21 January 2019
Fulbright Securities Limited 富昌證券有限公司 RE 1 30 July 2018 21 January 2019
Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 RE 1 04 October 2011 30 June 2012
Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 RE 4 04 October 2011 30 June 2012
Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 RE 6 04 October 2011 30 June 2012