SFC Licences of LUI Lok Sze 雷樂詩

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
Avenue Investment Management Limited 道信投資管理有限公司 RE 9 02 November 2020 07 September 2021
Avenue Investment Management Limited 道信投資管理有限公司 RE 4 02 November 2020 07 September 2021
Avenue Investment Management Limited 道信投資管理有限公司 RE 1 02 November 2020 07 September 2021
Avenue Family Office Limited 道信家族辦公室有限公司 RE 9 02 November 2020 07 September 2021
Avenue Family Office Limited 道信家族辦公室有限公司 RE 4 02 November 2020 07 September 2021
Avenue Family Office Limited 道信家族辦公室有限公司 RE 1 02 November 2020 07 September 2021
Avenue Asset Management Limited 道信資產管理有限公司 RE 9 02 November 2020 07 September 2021
Avenue Asset Management Limited 道信資產管理有限公司 RE 4 02 November 2020 07 September 2021
Funde Asset Management (Hong Kong) Company Limited 富德資產管理(香港)有限公司 RE 9 12 February 2020 24 October 2020
Funde Asset Management (Hong Kong) Company Limited 富德資產管理(香港)有限公司 RE 4 05 January 2017 24 October 2020
Guotai Junan Securities (Hong Kong) Limited 國泰君安證券(香港)有限公司 RE 4 20 August 2014 15 December 2016
Shenwan Hongyuan Research (H.K.) Limited 申萬宏源研究(香港)有限公司 RE 4 16 May 2012 04 August 2014
Shenwan Hongyuan Futures (H.K.) Limited 申萬宏源期貨(香港)有限公司 RE 2 16 May 2012 04 August 2014
Shenwan Hongyuan Securities (H.K.) Limited 申萬宏源證券(香港)有限公司 RE 1 16 May 2012 08 July 2013
Cathay Securities (Hong Kong) Limited 國泰證券(香港)有限公司 RE 4 03 October 2011 27 November 2011