SFC Licences of NG Siu Wai 伍兆威
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| VMS Asset Management Limited 鼎珮資產管理有限公司 | RO | 4 | 30 December 2021 | |
| VMS Asset Management Limited 鼎珮資產管理有限公司 | RO | 9 | 06 November 2018 | |
| VMS Securities Limited 鼎珮證券有限公司 | RO | 9 | 20 March 2018 | 20 March 2019 |
| VMS Securities Limited 鼎珮證券有限公司 | RE | 4 | 31 May 2017 | 01 September 2020 |
| VMS Securities Limited 鼎珮證券有限公司 | RE | 9 | 31 May 2017 | 20 March 2018 |
| VMS Securities Limited 鼎珮證券有限公司 | RE | 1 | 31 May 2017 | |
| Zheng He Capital Management Limited 鄭和資本管理有限公司 | RE | 9 | 06 December 2016 | 04 February 2017 |
| Zheng He Capital Management Limited 鄭和資本管理有限公司 | RE | 4 | 06 December 2016 | 04 February 2017 |
| Barclays Capital Asia Limited 巴克萊亞洲有限公司 | RE | 4 | 20 October 2015 | 21 January 2016 |
| Barclays Capital Asia Limited 巴克萊亞洲有限公司 | RE | 6 | 27 September 2011 | 20 October 2015 |
| Barclays Capital Asia Limited 巴克萊亞洲有限公司 | RE | 1 | 27 September 2011 | 20 October 2015 |