SFC Licences of TSUI King Yan 徐敬恩
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| CIS Securities Asset Management Limited 順安證券資產管理有限公司 | RE | 9 | 01 April 2019 | 31 March 2022 |
| CIS Securities Asset Management Limited 順安證券資產管理有限公司 | RE | 4 | 01 April 2019 | 31 March 2022 |
| CIS Securities Asset Management Limited 順安證券資產管理有限公司 | RE | 2 | 01 April 2019 | 31 March 2022 |
| CIS Securities Asset Management Limited 順安證券資產管理有限公司 | RE | 1 | 25 February 2019 | 31 March 2022 |
| OnePlatform Asset Management Limited 環一資產管理有限公司 | RE | 1 | 23 September 2011 | 12 September 2018 |