SFC Licences of RA Helen
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Goldman Sachs (Asia) Securities Limited 高盛(亞洲)證券有限公司 | RE | 7 | 01 November 2019 | |
| Goldman Sachs (Asia) Securities Limited 高盛(亞洲)證券有限公司 | RE | 2 | 30 October 2019 | |
| Goldman Sachs (Asia) Securities Limited 高盛(亞洲)證券有限公司 | RE | 1 | 30 October 2019 | |
| Goldman Sachs (Asia) L.L.C. 高盛(亞洲)有限責任公司 | RE | 1 | 30 October 2019 | |
| Deutsche Securities Asia Limited 德意志證券亞洲有限公司 | RE | 2 | 28 June 2017 | 08 July 2019 |
| Deutsche Securities Asia Limited 德意志證券亞洲有限公司 | RE | 1 | 28 June 2017 | 08 July 2019 |
| Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 | RE | 2 | 31 May 2013 | 12 May 2017 |
| Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 | RE | 1 | 26 September 2011 | 12 May 2017 |
| Citigroup Global Markets Hong Kong Futures and Securities Limited | RE | 2 | 26 September 2011 | 31 August 2013 |