SFC Licences of SU Simin 蘇思敏
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 | RE | 4 | 07 April 2022 | 23 December 2022 |
Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 | RE | 1 | 07 April 2022 | 23 December 2022 |
Barclays Capital Asia Limited 巴克萊亞洲有限公司 | RE | 6 | 01 September 2017 | 25 May 2021 |
Barclays Capital Asia Limited 巴克萊亞洲有限公司 | RE | 1 | 01 September 2017 | 25 May 2021 |
Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 | RE | 1 | 06 October 2011 | 15 January 2016 |
Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 | RE | 6 | 06 October 2011 | 15 January 2016 |
Citigroup Global Markets Hong Kong Futures and Securities Limited | RE | 1 | 06 October 2011 | 31 January 2012 |