SFC Licences of SINGH Raj Kumar
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Principal Asset Management Company (Asia) Limited 信安資金管理(亞洲)有限公司 | RO | 9 | 11 July 2022 | |
| Principal Asset Management Company (Asia) Limited 信安資金管理(亞洲)有限公司 | RE | 9 | 14 July 2021 | 11 July 2022 |
| Principal Asset Management Company (Asia) Limited 信安資金管理(亞洲)有限公司 | RE | 4 | 14 July 2021 | |
| Principal Global Investors (Hong Kong) Limited 信安環球投資(香港)有限公司 | RO | 9 | 11 May 2018 | 31 December 2022 |
| Principal Global Investors (Hong Kong) Limited 信安環球投資(香港)有限公司 | RE | 4 | 17 October 2016 | 31 December 2022 |
| Principal Global Investors (Hong Kong) Limited 信安環球投資(香港)有限公司 | RE | 9 | 17 October 2016 | 11 May 2018 |
| BEA Union Investment Management Limited 東亞聯豐投資管理有限公司 | RE | 1 | 28 September 2011 | 19 June 2014 |
| BEA Union Investment Management Limited 東亞聯豐投資管理有限公司 | RE | 9 | 28 September 2011 | 19 June 2014 |