SFC Licences of SINGH Raj Kumar

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
Principal Asset Management Company (Asia) Limited 信安資金管理(亞洲)有限公司
RE 4, 9 14 July 2021
Principal Global Investors (Hong Kong) Limited 信安環球投資(香港)有限公司
RO 9 11 May 2018
Principal Global Investors (Hong Kong) Limited 信安環球投資(香港)有限公司
RE 4 17 October 2016
Principal Global Investors (Hong Kong) Limited 信安環球投資(香港)有限公司
RE 9 17 October 2016 11 May 2018
BEA Union Investment Management Limited 東亞聯豐投資管理有限公司
RE 1, 9 28 September 2011 19 June 2014