SFC Licences of LI To Wai 李滔為
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| IMM Asset Management Company Limited | RO | 1 | 24 March 2021 | 03 January 2023 |
| IMM Asset Management Company Limited | RO | 9 | 24 March 2021 | |
| IMM Asset Management Company Limited | RO | 4 | 24 March 2021 | |
| Select Investment Services Limited 弘富投資服務有限公司 | RE | 1 | 23 September 2020 | 28 February 2021 |
| Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 | RE | 1 | 28 September 2011 | 01 April 2020 |