SFC Licences of LIU Xiao 劉瀟
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| BOCI Asia Limited 中銀國際亞洲有限公司 | RE | 6 | 04 December 2014 | 24 January 2019 |
| Merrill Lynch Far East Limited | RE | 6 | 30 September 2011 | 16 September 2014 |
| Merrill Lynch Far East Limited | RE | 4 | 30 September 2011 | 16 September 2014 |
| Merrill Lynch Far East Limited | RE | 1 | 30 September 2011 | 16 September 2014 |
| Merrill Lynch (Asia Pacific) Limited | RE | 6 | 30 September 2011 | 16 September 2014 |
| Merrill Lynch (Asia Pacific) Limited | RE | 4 | 30 September 2011 | 16 September 2014 |
| Merrill Lynch (Asia Pacific) Limited | RE | 1 | 30 September 2011 | 16 September 2014 |