SFC Licences of HO Tung Hing 何東興
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
Yuanta Securities (Hong Kong) Company Limited 元大證券(香港)有限公司 | RE | 2 | 04 October 2021 | 30 June 2022 |
Yuanta Securities (Hong Kong) Company Limited 元大證券(香港)有限公司 | RE | 1 | 04 October 2021 | 30 June 2022 |
KGI Asia Limited 凱基證券亞洲有限公司 | RE | 1 | 03 October 2017 | 21 May 2020 |
KGI Futures (Hong Kong) Limited 凱基期貨(香港)有限公司 | RE | 2 | 13 November 2015 | 21 May 2020 |
KGI Asia Limited 凱基證券亞洲有限公司 | RE | 1 | 17 August 2015 | 02 October 2017 |
Phillip Securities (Hong Kong) Limited 輝立證券(香港)有限公司 | RE | 1 | 26 August 2014 | 08 August 2015 |
Funderstone Securities Limited | RE | 1 | 01 November 2011 | 08 November 2011 |