SFC Licences of WAN Wing Yui 溫永銳

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution	Role	Licences	Start date	End date
Huarong International Capital Limited 華融國際融資有限公司	RO	1	09 November 2023	31 December 2023
Huarong International Securities Limited 華融國際證券有限公司	RO	1	09 November 2023	31 December 2023
Huarong International Capital Limited 華融國際融資有限公司	RO	6	05 July 2023	31 December 2023
Huarong International Capital Limited 華融國際融資有限公司	RE	1	05 July 2023	09 November 2023
Huarong International Securities Limited 華融國際證券有限公司	RE	1	05 July 2023	09 November 2023
China International Capital Corporation Hong Kong Securities Limited 中國國際金融香港證券有限公司	RO	1	14 April 2023	28 April 2023
China International Capital Corporation Hong Kong Securities Limited 中國國際金融香港證券有限公司	RO	6	29 March 2022	28 April 2023
China International Capital Corporation Hong Kong Securities Limited 中國國際金融香港證券有限公司	RE	1	17 November 2021	14 April 2023
China International Capital Corporation Hong Kong Securities Limited 中國國際金融香港證券有限公司	RE	6	17 November 2021	29 March 2022
Lego Securities Limited 力高證券有限公司	RE	1	25 March 2021	16 October 2021
Lego Corporate Finance Limited 力高企業融資有限公司	RO	6	13 November 2019	16 October 2021
Lego Corporate Finance Limited 力高企業融資有限公司	RE	6	28 November 2016	13 November 2019
BOCOM International (Asia) Limited 交銀國際(亞洲)有限公司	RE	1	12 March 2015	18 November 2016
BOCOM International (Asia) Limited 交銀國際(亞洲)有限公司	RE	6	13 February 2015	18 November 2016
Quam Capital Limited 華富建業企業融資有限公司	RE	6	26 October 2011	02 February 2015