SFC Licences of NG Tung 吳橦

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
China Galaxy International Futures (Hong Kong) Co., Limited 中國銀河國際期貨(香港)有限公司 RE 2 14 May 2018
China Galaxy International Securities (Hong Kong) Co., Limited 中國銀河國際證券(香港)有限公司 RE 1 14 May 2018
Soochow Securities International Brokerage Limited 東吳證券國際經紀有限公司 RE 1 26 March 2014 21 June 2015
Ping An of China Securities (Hong Kong) Company Limited 中國平安証券(香港)有限公司 RE 1 16 July 2012 07 March 2014
Yuanta Securities (Hong Kong) Company Limited 元大證券(香港)有限公司 RE 1 22 June 2012 01 July 2012
Yuanta Asia Investment (Hong Kong) Limited 元大亞洲投資(香港)有限公司 RE 1 06 October 2011 01 July 2012