SFC Licences of ONG Chin Aisling
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
Rockhampton Management Limited | RE | 9 | 08 July 2019 | 18 May 2021 |
SBI Securities (Hong Kong) Limited 思佰益證券(香港)有限公司 | RE | 4 | 20 February 2019 | 09 June 2019 |
SBI Securities (Hong Kong) Limited 思佰益證券(香港)有限公司 | RE | 1 | 20 February 2019 | 09 June 2019 |
Barclays Capital Asia Limited 巴克萊亞洲有限公司 | RE | 1 | 04 December 2014 | 10 December 2014 |
Barclays Capital Asia Limited 巴克萊亞洲有限公司 | RE | 1 | 06 October 2011 | 14 November 2011 |