SFC Licences of LAU Shek Kei 劉碩基
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| China Industrial Securities International Futures Limited 興證國際期貨有限公司 | RE | 2 | 31 August 2015 | |
| China Industrial Securities International Brokerage Limited 興證國際證券有限公司 | RE | 1 | 31 August 2015 | |
| Phillip Commodities (HK) Limited 輝立商品(香港)有限公司 | RE | 5 | 06 June 2012 | 04 July 2015 |
| Phillip Securities (Hong Kong) Limited 輝立證券(香港)有限公司 | RE | 4 | 07 March 2012 | 04 July 2015 |
| Phillip Commodities (HK) Limited 輝立商品(香港)有限公司 | RE | 2 | 06 October 2011 | 04 July 2015 |
| Phillip Securities (Hong Kong) Limited 輝立證券(香港)有限公司 | RE | 1 | 06 October 2011 | 04 July 2015 |