SFC Licences of YIP Sze Ming 葉思明
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
Cheong Lee Securities Limited 昌利證券有限公司 | RE | 1 | 16 May 2014 | 13 April 2015 |
Glory Sun Securities Limited 寶新證券有限公司 | RE | 1 | 15 August 2012 | 10 December 2013 |
Cheong Lee Securities Limited 昌利證券有限公司 | RE | 1 | 29 November 2011 | 31 July 2012 |