SFC Licences of JAIN Vivek Pawankumar
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| UBS Securities Asia Limited | RE | 2 | 01 December 2023 | 06 December 2023 |
| UBS Securities Asia Limited | RE | 1 | 01 December 2023 | 06 December 2023 |
| UBS Securities Asia Limited | RE | 2 | 06 June 2017 | 16 June 2017 |
| UBS Securities Asia Limited | RE | 1 | 06 June 2017 | 16 June 2017 |
| UBS Securities Asia Limited | RE | 1 | 14 October 2011 | 24 May 2016 |
| UBS Securities Asia Limited | RE | 2 | 14 October 2011 | 24 May 2016 |